Compliance Officer at ARM Life Plc

ARM is a leading group of companies situated in Nigeria with branches scattered across the country. ARM Life is the insurance subsidiary of Asset & Resource Management Company Ltd (ARM). Its parent company, ARM is one of the largest non bank financial services firms in Nigeria with a focus on asset management of quoted equities and fixed income securities.

We are recruiting to fill the position below:

Job Title: Compliance Officer

Location: Lagos

Job Objective

• Responsible for providing support to the Head, Compliance in ensuring compliance with the company’s operational guidelines for both internal and external operations.

Duties and Responsibilities

• Regulatory Liaison: Responding to correspondences and inquiries from regulatory authorities, and government agencies, as well as proactively liaising with them to resolve all Compliance-related issues.
• Rendition of Returns: Rendition of quarterly returns to SEC and provision of information for half yearly returns to client companies.
• Compliance Monitoring: Support the implementation, continuous improvement and monitoring of AML (Anti-Money Laundering) and CFT (Counter-Terrorism Financing) programmes across the organizations.
• Threat Assessment: Identify potential areas of compliance vulnerability and risk, as well as drive development and implementation of corrective action plans for the resolution of problematic issues.
• Exception Management: Provide support to the team by following up with relevant parties in resolving exceptions raised in Regulators’ audits.
• Stakeholder Management: Proactively seek to build mutually beneficial, and trusting relationships with both internal stakeholders (subsidiaries and shared service functions), and external stakeholders (i.e. regulators), with the aim of delivering operational impact.
• Recommended Key Performance Indicators (KPIs)
• As defined by Supervisor.

Requirements

• B.Sc Degree from an accredited university (preferably in Finance or Law)
• Minimum of 6 years of work experience (with a minimum of 4 in Compliance role).

Key Competencies

Behavioral:

• Achievement (BHR001 - Level 2/4)
• Analytical Thinking (BHR002 - Level 2/4)
• Customer Service Orientation (BHR003 - Level 2/4)
• Entrepreneurship (BHR004 - Level 2/4)
• Flexibility (BHR005 - Level 1/4)
• Holding People Accountable (BHR006 - Level 2/4)
• Intercultural Competence (BHR007 - Level 2/4)
• Leading and Developing Others (BHR008 - Level 1/4)
• Professional Confidence (BHR009 - Level 1/4)
• Relationship Building for Influence (BHR010 - Level 2/4)
• Self-Awareness (BHR011 - Level 2/4)
• Team Working (BHR012 - Level 2/4)
• Working Strategically (BHR013 - Level 2/4)
• Communicating Effectively (BHR014 - Level 2/4)

Technical:

• Strategy (GMT006 - Level 1/4)
• Market and Regulatory Environment (SSP006 - Level 2/4)
• Business Acumen (SSP008 - Level 2/4)

Application Closing Date

Not Specified.

Method of Application

Interested and qualified candidates should:

APPLY HERE